Do you have questions? We have compiled answers to frequently asked questions about FDL Financial and financial management account issues. Click on a question to get your answer. Have more questions? Contact us now.


What does FDL Financial do?
We are committed to creating value for our clients by providing investment expertise and high quality services. We develop a unique personal financial program to pursue each client's objectives over time. Our clients rely on our expertise to design the right financial program for them and we oversee their assets to ensure they remain on target with their financial goals. As an independent firm, we are not bound to any proprietary investments.

How is FDL Financial different?
We truly care. We are a small team that can offer personal attention to each of our clients. We provide a range of financial products and services to address each phase in the lives of our clients and their families. Our clients are not account numbers. We develop close relationships with our clients to understand how best to advise them.

What is a Registered Investment Adviser (RIA)?
An RIA is an adviser registered with the Securities and Exchange Commission who manages the investments of others. This registration doesn't mean that the person is recommended by the SEC, it simply means that they are regulated by the SEC.

Do you only offer one kind of security?
We have access to a state-of-the art trading system through our broker dealer Cambridge Investment Research, member NASD/SIPC. Our accounts are cleared and carried with Fidelity Financial Services Corporation, member NYSE/SIPC. We are a Registered Investment Advisor managing diversified portfolios for individuals, trusts, and businesses.

What is a Registered Investment Adviser (RIA)?
An RIA is an adviser registered with the Securities and Exchange Commission who manages the investments of others. This registration doesn't mean that the person is recommended by the SEC, it simply means that they are regulated by the SEC.

Can I view my account online?
Yes. Our clients can access their accounts online via a link to the custody agent's web sites.

What’s the next step if I want to open an account with FDL Financial?
Contact us to set up an initial meeting where we can sit down to determine if we can meet your financial needs. From there, we can advise you how best to proceed. Directions to our office are on the web site.

What if I want to transfer my account from another firm or a former employer?
That will not be a problem. We will make this as simple as possible and work with you through the process. There may be fees with some of your funds or accounts at your current investment firm that we will work to minimize. We are very experienced at moving 401(K)s and other types of retirement accounts from employers.

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Registered representative securities offered through Cambridge Research Inc., a broker dealer FINRA/SIPC. Cambridge and FDL Financial are not affiliated.
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